• Have you ever had an experience in which you failed to see an idea or gain cooperation the first time, but succeeded later? What was the difference?
• Tell me about a time you had to surmount an obstacle to reach a goal. What was the problem, and what did you do about it?
Explain me what licenses, credentials or other certifications do you have?
Tell me do you accept fiduciary responsibility?
Basic Personnel Adviser Job Interview Questions
Explain me what are the total costs and fees for typical stock and bond funds you would recommend?
Explain me a significant Human Resources challenge that you were confronted with recently? What steps did you take?
Tell us a situation where confidential information was shared inappropriately within the organization. How did you handle the situation?
Explain me about a time when you worked really hard to accomplish something?
Tell me have you been sued or have any reported legal actions?
Explain me what types of clients do you specialize in?
Tell us what allocation guidelines do you use? For a person of my age and what you observe about the things I have told you, what rough percent of equities (stocks and real estate) would you allocate in a portfolio?
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