• Tell me about an instance from your previous job when you had to rely on verbal information from someone else to get the job done.
• Have you ever had an occasion when you misunderstood someone else's instructions? Why do you think that happened?
Explain me about a time when you worked really hard to accomplish something?
Tell me have you been sued or have any reported legal actions?
Explain me what types of clients do you specialize in?
Tell us what allocation guidelines do you use? For a person of my age and what you observe about the things I have told you, what rough percent of equities (stocks and real estate) would you allocate in a portfolio?
Tell me how do you charge for your services, and how much?
Tell me does your retirement forecasting account for federal and state income tax and taxes on interest, dividends and capital gains?
Explain me about a recent situation where you had to counsel an employee on discipline?
Tell me when did you initially begin following the market in your life?
Tell me why did you choose this particular career path or what led to your chosen profession?
Explain what is your educational background?
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