There are federal and state so-called "whistleblower laws." Whistleblower laws protect an employee who reports violations of various laws by other employees from retaliation. This question is designed to test your knowledge and awareness of these statutes.
How Would You Handle a Request by a Senior Executive to Violate a Company's Code of Conduct?
What do you believe are the greatest compliance risks facing our industry and our organization?
Are you aware of anyone who has not complied with or is not complying with the company's code of conduct and/or compliance policies?
What should happen to someone who violates company's code of conduct and/or compliance policies?
Do You Have Any Professional Compliance Certifications? Do You Plan to Get Any?
Tell me about your 3 most weaknesses as an auditor?
How can your current company's compliance program be improved?
Why Should We Hire You as IT Audit & Compliance Specialist?
How do you manage your stress?
What value do internal auditors bring to organizations?
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